Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 134

Philadelphia, PA · CIK 0001651371

Offering snapshot reported Mar 31, 2020 · SEC filing

Reported sold
$1.8M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 23, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$899K$1.8MSep 30, 2015: $7,003.00Sep 30, 2015Apr 13, 2016: $1,648,323.00Mar 31, 2020: $1,798,323.00Mar 31, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,648,323 → $1,798,323

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2020Amendment$1,798,323$150,000vs Apr 13, 20162SEC filing
Apr 13, 2016Amendment$1,648,323$1,641,320vs Sep 30, 20152SEC filing
Sep 30, 2015Initial$7,003No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$18.4K
Finders' fees
$0
Form D file number
021-248484
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lion Street Financial, LLC165828David C. Friezo · CRD 1705729

Source: Form D, filed Mar 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1605 Market Street, 54 Th Floor
Philadelphia, PA, 19103