Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA 132
Philadelphia, PA · CIK 0001648220
Offering snapshot reported Apr 5, 2019 · SEC filing
- Reported sold
- $13.4M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 18, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$11,750,000 → $13,350,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 5, 2019 | Amendment | $13,350,000 | $1,600,000vs Mar 30, 2017 | 1 | SEC filing |
| Mar 30, 2017 | Amendment | $11,750,000 | $750,000vs Apr 6, 2016 | 1 | SEC filing |
| Apr 6, 2016 | Amendment | $11,000,000 | $1,000,000vs Aug 19, 2015 | 1 | SEC filing |
| Aug 19, 2015 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $150K
- Finders' fees
- $0
- Form D file number
- 021-246108
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc | 43285 | Eric Naison-Phillips · CRD 5155539 |
| M Financial Securities Marketing, Inc | 139304 | Eric Naison-Phillips · CRD 5155539 |
Source: Form D, filed Apr 5, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103