Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 127

Philadelphia, PA · CIK 0001636679

Offering snapshot reported Mar 27, 2019 · SEC filing

Reported sold
$1.5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 10, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$750K$1.5MMar 16, 2015: $1,000,000.00Mar 16, 2015Mar 18, 2016: $1,000,000.00Mar 18, 2016Mar 27, 2019: $1,500,000.00Mar 27, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000,000 → $1,500,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2019Amendment$1,500,000$500,000vs Mar 18, 20162SEC filing
Mar 18, 2016Amendment$1,000,000$0vs Mar 16, 20151SEC filing
Mar 16, 2015Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5.86K
Finders' fees
$0
Form D file number
021-236007
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Peter M. Williams · CRD 872807

Source: Form D, filed Mar 27, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103