Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 111

Philadelphia, PA · CIK 0001602209

Offering snapshot reported Mar 18, 2016 · SEC filing

Reported sold
$2M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 14, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1M$2MMay 29, 2014: $1,500,000.00May 29, 2014Mar 18, 2016: $2,000,000.00Mar 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,500,000 → $2,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2016Amendment$2,000,000$500,000vs May 29, 20141SEC filing
May 29, 2014Initial$1,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$43.8K
Finders' fees
$0
Form D file number
021-218223
variable annuity contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC pays all sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Summit Equities11039Lawrence Bell · CRD 2227247

Source: Form D, filed Mar 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103