Form D · Private Equity Fund

Lombard Asia IV, L.P.

San Francisco, CA · CIK 0001560694

Offering snapshot reported Jul 24, 2013 · SEC filing

Reported sold
$125M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Jul 18, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 24, 2013Initial$124,873,096No comparison8SEC filing
May 16, 2013Initial$59,644,670No comparison10SEC filing
Oct 22, 2012Initial$174,619,389No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200125

Source: Form D, filed Jul 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LOMBARD ASIA IV, L.P.

Investment adviser: PRIVATE EQUITY (THAILAND) CO., LTD.

Gross asset value
$31.4M
Beneficial owners
27
ADV minimum commitment
$1M

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ-EQ FUND SERVICES SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP GEORGE TOWN, Cayman Islands
Custodian CITIZENS PRIVATE WEALTH JOHNSTON, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 2075674 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-2709917937

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Lombard Asia Iv Gp, Llc Promoter
N/A Lombard Investments, Inc. Promoter
Thomas Smith Executive
Peter Sullivan Executive
Scott Sweet Executive
Pote Videt Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lombard Investments, Inc. Three Embarcadero Center, Suite 2340
San Francisco, CA, 94111