Form D · Hedge Fund

LOEB OFFSHORE FUND, LTD.

Grand Cayman, E9 · CIK 0001208141

Offering snapshot reported Jul 16, 2014 · SEC filing

Reported sold
$570M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$285M$570MFeb 4, 2010: $187,188,126.00Feb 4, 2010Jul 16, 2010: $219,155,426.00Jul 15, 2011: $380,537,426.00Jul 15, 2011Jul 13, 2012: $469,118,422.00Jul 13, 2012Jul 16, 2013: $478,658,372.00Jul 16, 2013Jul 16, 2014: $570,148,322.00Jul 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$478,658,372 → $570,148,322
  • Reported investors111 → 109
  • Minimum accepted$250,000 → $500,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 16, 2014Amendment$570,148,322$91,489,950vs Jul 16, 2013109SEC filing
Jul 16, 2013Amendment$478,658,372$9,539,950vs Jul 13, 2012111SEC filing
Jul 13, 2012Amendment$469,118,422$88,580,996vs Jul 15, 2011109SEC filing
Jul 15, 2011Amendment$380,537,426$161,382,000vs Jul 16, 201081SEC filing
Jul 16, 2010Amendment$219,155,426$31,967,300vs Feb 4, 20100SEC filing
Feb 4, 2010Amendment$187,188,126No comparison17SEC filing
Nov 2, 2009Amendment$176,724,728$0vs Nov 2, 200910SEC filing
Nov 2, 2009Amendment$176,724,728$0vs Nov 2, 200910SEC filing
Nov 2, 2009Amendment$176,724,728$0vs Mar 20, 200910SEC filing
Mar 20, 2009Amendment$176,724,728No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$2.79M (estimated)
Form D file number
021-50461
Estimate represents fees paid to date. Finders receive a portion of the fees paid to the General Partner.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Frederick Fruitman1526646Loeb Partners Corporation · CRD 10929
J. Patrick Kearns836964Fulcrum Securities, Inc. · CRD 140084
Jeffrey S. Cohen2846669Stifel, Nicolaus & Company, Incorporated · CRD 793
Carl Cascio, Jr.2791121Loeb Partners Corporation · CRD 10929
Said M. Armutcuoglu2281132Loeb Partners Corporation · CRD 10929
John AlexanderNoneCaledon Partners

Source: Form D, filed Jul 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LOEB OFFSHORE FUND, LTD.

Investment adviser: LOEB OFFSHORE MANAGEMENT LP

Gross asset value
$238M
Beneficial owners
62
ADV minimum commitment
$250K

Reported in Form ADV on Sep 6, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer CALEDON INTERNATIONAL, LTD. HAMILTON, Bermuda Related to adviser: No
Marketer FULCRUM SECURITIES, LLC MCLEAN, Virginia, United States Related to adviser: No
Marketer LOEB PARTNERS CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS, Indiana, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

FULCRUM SECURITIES, LLC
CRD 140084 · SEC 8-67274

LOEB PARTNERS CORPORATION
CRD 10929 · SEC 801-39571

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 666702 · Sep 6, 2012 · Schedule D 7.B.(1), fund 805-6161931221

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Pearse Griffith Director
Pearse Griffth Director
David S. Hampson Director
Peter Heaps Director
Thomas L. Kempner Director, Promoter
Gideon J. King Director
Jeffrey A. Malkus Executive
Victor Murray Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Clifton House 75 Fort Street
Grand Cayman, E9, KY1-1108