Form D · Hedge Fund

LOEB ARBITRAGE FUND

New York, NY · CIK 0000829200

Offering snapshot reported Jul 16, 2014 · SEC filing

Reported sold
$820M
Indefinite offering
Investors reported
191
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 15, 1988
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$410M$820MFeb 4, 2010: $668,701,721.00Feb 4, 2010Jul 16, 2010: $681,391,156.00Jul 15, 2011: $723,920,787.00Jul 15, 2011Jul 13, 2012: $762,746,892.00Jul 13, 2012Jul 16, 2013: $807,627,025.00Jul 16, 2013Jul 16, 2014: $820,257,616.00Jul 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$807,627,025 → $820,257,616
  • Reported investors209 → 191

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 16, 2014Amendment$820,257,616$12,630,591vs Jul 16, 2013191SEC filing
Jul 16, 2013Amendment$807,627,025$44,880,133vs Jul 13, 2012209SEC filing
Jul 13, 2012Amendment$762,746,892$38,826,105vs Jul 15, 2011191SEC filing
Jul 15, 2011Amendment$723,920,787$42,529,631vs Jul 16, 2010173SEC filing
Jul 16, 2010Amendment$681,391,156$12,689,435vs Feb 4, 20100SEC filing
Feb 4, 2010Amendment$668,701,721No comparison81SEC filing
Mar 20, 2009Amendment$500,002,565No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$24.8M (estimated)
Form D file number
021-82920-0N
Estimate represents fees paid to date. Finders receive a portion of the fees paid to the General Partner.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Frederick Fruitman1526646Loeb Partners Corporation · CRD 10929
J. Patrick Kearns836964Fulcrum Securities, Inc. · CRD 140084
Jeffrey S. Cohen2846669Stifel, Nicolaus & Company, Incorporated · CRD 793
Carl Cascio, Jr.2791121Loeb Partners Corporation · CRD 10929
Said M. Armutcuoglu2281132Loeb Partners Corporation · CRD 10929
Joanne Zerillo2284618Papamarkou Wellner & Co. Inc. · CRD 10963

Source: Form D, filed Jul 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gideon J. King Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Loeb Partners Corp 125 Broad Street, 14 Th Floor
New York, NY, 10004