Form D · REITS and Finance

Lodging Opportunity Fund Real Estate Investment Trust

Fargo, ND · CIK 0001584939

Offering snapshot reported Jul 23, 2018 · SEC filing

Reported sold: $127M
Investors reported: 1,922
Minimum accepted: $0
First sale: Oct 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$68,700,000 → $126,800,000
Reported investors935 → 1,922

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 23, 2018	Amendment	$126,800,000	$58,100,000vs Jan 4, 2018	1,922	SEC filing
Jan 4, 2018	Amendment	$68,700,000	$18,114,836vs Oct 20, 2017	935	SEC filing
Oct 20, 2017	Amendment	$50,585,164	$18,604,954vs May 4, 2017	737	SEC filing
May 4, 2017	Amendment	$31,980,210	$9,412,055vs Jan 6, 2017	437	SEC filing
Jan 6, 2017	Amendment	$22,568,155	$13,161,716vs Jan 8, 2016	258	SEC filing
Jan 8, 2016	Amendment	$9,406,439	$184,789vs Aug 13, 2015	74	SEC filing
Aug 13, 2015	Amendment	$9,221,650	$3,549,801vs Oct 29, 2014	62	SEC filing
Oct 29, 2014	Amendment	$5,671,849	$4,636,849vs Dec 5, 2013	49	SEC filing
Dec 5, 2013	Amendment	$1,035,000	No comparison	7	SEC filing
Nov 12, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Security to be acquired
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $1.05M (estimated)
Finders' fees: $0
Form D file number: 021-206164

Represents a 7% sales commission and a 1% non-accountable due diligence/marketing allowance in the event all of the Units are sold.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
M&A Securities Group, Inc.	39999	M&A Securities Group, Inc. · CRD 39999
KCD Financial, Inc.	127473	KCD Financial, Inc. · CRD 127473
Cabin Securities, Inc.	137608	Cabin Securities, Inc. · CRD 137608
JRL Capital Corporation	10225	JRL Capital Corporation · CRD 10225
D.H. Hill Securities, LLLP	41528	D.H. Hill Securities, LLLP · CRD 41528
Primex	29394	Primex · CRD 29394
Center Street Securities, Inc.	26898	Center Street Securities, Inc. · CRD 26898
Sandlapper Securities, LLC	137906	Sandlapper Securities, LLC · CRD 137906
Sunbelt Securities, Inc.	42180	Sunbelt Securities, Inc. · CRD 42180
Capital Financial Services, Inc.	8408	Capital Financial Services, Inc. · CRD 8408
McDermott Investment Services, LLC	154926	McDermott Investment Services, LLC · CRD 154926
Feltl & Company	6905	Feltl & Company · CRD 6905
Trustmont Financial Group, Inc.	18312	Trustmont Financial Group, Inc. · CRD 18312
Sigma Financial Corporation	14303	Sigma Financial Corporation · CRD 14303
Parkland Securities, LLC	115368	Parkland Securities, LLC · CRD 115368
IBN Financial Services, Inc.	42360	IBN Financial Services, Inc. · CRD 42360
Cape Securities Inc.	7072	Cape Securities Inc. · CRD 7072
Richfield Orion International, Inc.	24433	Richfield Orion International, Inc. · CRD 24433
Landolt Securities, Inc.	28352	Landolt Securities, Inc. · CRD 28352
Western International Securities, Inc.	39262	Western International Securities, Inc. · CRD 39262
Whitehall-Parker Securities, Inc.	10608	Whitehall-Parker Securities, Inc. · CRD 10608
Newbridge Securities Corporation	104065	Newbridge Securities Corporation · CRD 104065
Dempsey Lord Smith, LLC	141238	Dempsey Lord Smith, LLC · CRD 141238
International Assets Advisory, LLC	10645	International Assets Advisory, LLC · CRD 10645
Intercarolina Financial Services, Inc.	19475	Intercarolina Financial Services, Inc. · CRD 19475
Stephen A. Kohn & Associates, Ltd.	41067	Stephen A. Kohn & Associates, Ltd. · CRD 41067
Investment Security Corporation	47536	Investment Security Corporation · CRD 47536
Great Point Capital LLC	114203	Great Point Capital LLC · CRD 114203
World Choice Securities, Inc.	30933	World Choice Securities, Inc. · CRD 30933
Capital City Securities, LLC	146001	Capital City Securities, LLC · CRD 146001
Crystal Bay Securities Inc.	142339	Crystal Bay Securities Inc. · CRD 142339
Vestech Securities, Inc.	41409	Vestech Securities, Inc. · CRD 41409
Investment Planners Inc.	18557	Investment Planners Inc. · CRD 18557
Money Concepts Capital Corp.	12963	Money Concepts Capital Corp. · CRD 12963
Kingsbury Capital, Inc.	7638	Kingsbury Capital, Inc. · CRD 7638
American Portfolio Financial Services, Inc.	18487	American Portfolio Financial Services, Inc. · CRD 18487
Ausdal Financial Partners, Inc.	7995	Ausdal Financial Partners, Inc. · CRD 7995
Advisory Group Equity Services Ltd.	15427	Advisory Group Equity Services Ltd. · CRD 15427
WestPark Capital, Inc.	39914	WestPark Capital, Inc. · CRD 39914
American Global Wealth Management, Inc.	7388	American Global Wealth Management, Inc. · CRD 7388
Calton & Associates, Inc.	20999	Calton & Associates, Inc. · CRD 20999
Crown Capital Securities, LP	6312	Crown Capital Securities, LP · CRD 6312
MSC - BD, LLC	142927	MSC - BD, LLC · CRD 142927

Source: Form D, filed Jul 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James M. Brown, Jr.	Director, Executive, Promoter
Scott Bullock	Director
David Buyse	Director
Elliott Cobb	Director
Norman H. Leslie	Director, Executive, Promoter
Corey R. Maple	Director, Executive, Promoter
Kennard B. Mc Adam	Director, Executive, Promoter
Samuel Montgomery	Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:

1635 43rd Street South Suite 305
Fargo, ND, 58103