Form D · Other Investment Fund

Lobo Securities LLC

New York, NY · CIK 0001582680

Offering snapshot reported Oct 23, 2013 · SEC filing

Reported sold
$1.88M
Offering amount: $25M
Investors reported
16
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 19, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$941K$1.88MJul 30, 2013: $781,000.00Jul 30, 2013Oct 23, 2013: $1,881,000.00Oct 23, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$781,000 → $1,881,000
  • Reported investors6 → 16

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 23, 2013Amendment$1,881,000$1,100,000vs Jul 30, 201316SEC filing
Jul 30, 2013Initial$781,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$138K
Finders' fees
$0
Form D file number
021-200490

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Blackwall Capital Markets, Inc.144403

Source: Form D, filed Oct 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Cardinale Executive
Paul Taboada Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 West Street #35 C
New York, NY, 10004