Form D · Hedge Fund
LMC COMPASS FUND L P
Lookout Mountain, TN · CIK 0001033122
Offering snapshot reported Mar 11, 2010 · SEC filing
- Reported sold
- $42.1M Indefinite offering
- Investors reported
- 112 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jan 1, 1995 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2010 | Amendment | $42,079,741 | No comparison | 112 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $11.8K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-128610
Assets under management as of January 31, 2010.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MIT Associates, LLC dba Liability Solutions | 121171 |
Source: Form D, filed Mar 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Theodore Chandlee Caldwell | Executive |
| Elizabeth Walters Caldwell | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
610 N. Bragg Ave,
Lookout Mountain, TN, 37350
Lookout Mountain, TN, 37350