Form D · Pooled Investment Fund

LLOYDMINSTER CANADIAN OPPORTUNITIES FUND LP

Dallas, TX · CIK 0001416959

Offering snapshot reported Mar 10, 2009 · SEC filing

Reported sold
$12.3M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2009Amendment$12,286,808No comparisonNot reportedSEC filing
Oct 29, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-110515

Source: Form D, filed Mar 10, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LLOYDMINSTER CANADIAN OPPORTUNITIES FUND, LP

Investment adviser: CUSHING ASSET MANAGEMENT, LP

Gross asset value
$918K
Beneficial owners
20
ADV minimum commitment
$200K

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.D. CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. PLLC DALLAS, Texas, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 614078 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-8987409107

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jerry V. Swank Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3300 Oak Lawn Avenue Suite 650
Dallas, TX, 75219