Form D · Private Equity Fund

LLCP LOWER MIDDLE MARKET FUND III-A, L.P.

Beverly Hills, CA · CIK 0001844140

Offering snapshot reported Feb 10, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-389095

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. The total offering amount is distributed between the Issuer and its related parallel funds.

Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts will not be finalized until the final closing of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CAMPBELL LUTYENS & CO. INC.	133376

Source: Form D, filed Feb 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LLCP LOWER MIDDLE MARKET FUND III-A, L.P.

Investment adviser: LEVINE LEICHTMAN CAPITAL PARTNERS, LLC

Gross asset value: $542M
Beneficial owners: 52
ADV minimum commitment: $10M

Reported in Form ADV on Jul 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP WOODLAND HILLS, California, United States

Custodian CITI PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Marketer CAMPBELL LUTYENS & CO. LTD. LONDON, United Kingdom Related to adviser: No

Marketer GRESHLER FINANCE TEL AVIV, Israel Related to adviser: No

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer PACIFIC VENTURES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

CITI PRIVATE BANK
LEI 13-5266470

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 2120450 · Jul 17, 2026 · Schedule D 7.B.(1), fund 805-9648307231

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen J. Hogan	Executive, Promoter
Lauren B. Leichtman	Executive, Promoter
Arthur E. Levine	Executive, Promoter
David Wolmer	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

345 North Maple Drive, Suite 300
Beverly Hills, CA, 90210