Form D · Hedge Fund

LK2 FUND LLC

Stamford, CT · CIK 0001263823

Offering snapshot reported Apr 19, 2012 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$91.5M$183MApr 19, 2010: $183,000,000.00Apr 19, 2010Apr 19, 2011: $183,000,000.00Apr 19, 2011Apr 19, 2012: $0.00Apr 19, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$183,000,000 → $0
  • Reported investors1 → 0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 19, 2012Amendment$0-$183,000,000vs Apr 19, 20100SEC filing
Apr 19, 2011Amendment$183,000,000$0vs Apr 19, 20101SEC filing
Apr 19, 2010Amendment$183,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-58617
Minimum investment above may be waived by the Member Manager

Source: Form D, filed Apr 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LK2 FUND LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on May 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian NORTHERN TRUST STAMFORD, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1217074 · May 30, 2018 · Schedule D 7.B.(1), fund 805-4839759384

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John T. Ferguson Executive
John P. Hornbostel Executive
Na K2 Advisors, Llc Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901