Form D · Other Investment Fund

LK Opportunities Fund, L.P.

San Ramon, CA · CIK 0001553157

Offering snapshot reported Jan 7, 2013 · SEC filing

Reported sold: $30.8M
Investors reported: 42
Minimum accepted: $50K
First sale: Jun 15, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$15,200,000 → $30,780,000
Reported investors8 → 42
Minimum accepted$300,000 → $50,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 7, 2013	Amendment	$30,780,000	$15,580,000vs Jul 10, 2012	42	SEC filing
Jul 10, 2012	Initial	$15,200,000	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-180973

Source: Form D, filed Jan 7, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LK OPPORTUNITIES FUND, LP

Investment adviser: KEYSTONE NATIONAL GROUP, LLC

Gross asset value: $4.2M
Beneficial owners: 43
ADV minimum commitment: $250K

Reported in Form ADV on Jul 9, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VMS FUND ADMINISTRATION PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1225407 · Jul 9, 2018 · Schedule D 7.B.(1), fund 805-9116754962

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
LK Opportunities Fund, L.P. (this fund)	Jan 7, 2013	$30,780,000	42
LK Opportunities Fund II, L.P.	Dec 24, 2015	$54,911,200	100

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tyler Dritz	Promoter
John Earl	Promoter
Brandon Nielson	Executive, Promoter
Benjamin Posen	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5000 Executive Parkway Suite 445
San Ramon, CA, 94583