Form D · Other Investment Fund

LK Opportunities Fund II (Q), L.P.

San Ramon, CA · CIK 0001653316

Offering snapshot reported Dec 24, 2015 · SEC filing

Reported sold
$82.2M
Offering amount: $150M
Investors reported
168
Form D · investor count
Minimum accepted
$30K
Reported outside-investor minimum
First sale
Sep 10, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$41.1M$82.2MSep 24, 2015: $48,380,000.00Sep 24, 2015Dec 17, 2015: $54,860,000.00Dec 24, 2015: $82,150,000.00Dec 24, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$54,860,000 → $82,150,000
  • Reported investors92 → 168

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 24, 2015Amendment$82,150,000$27,290,000vs Dec 17, 2015168SEC filing
Dec 17, 2015Amendment$54,860,000$6,480,000vs Sep 24, 201592SEC filing
Sep 24, 2015Initial$48,380,000No comparison75SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$400K (estimated)
Finders' fees
$0
Form D file number
021-248180
The total offering amount is aggregated with LK Opportunities Fund II, L.P.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sunbelt Securities, Inc.42180
Cambridge Investment Research, Inc.39543
Mount Yale Securities, LLC126870
Prime Time Advisors, LLC152527

Source: Form D, filed Dec 24, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LK OPPORTUNITIES FUND II (Q), LP

Investment adviser: KEYSTONE NATIONAL GROUP, LLC

Gross asset value
$974K
Beneficial owners
170
ADV minimum commitment
$250K

Reported in Form ADV on Sep 18, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADURO ADVISORS, LLP PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States
Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer CETERA WEALTH SERVICES, LLC EL SEGUNDO, California, United States Related to adviser: No
Marketer CREWE CAPITAL NEW YORK, New York, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RICHEY, MAY & CO., LLP
PCAOB 673

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

CETERA WEALTH SERVICES, LLC
CRD 13572 · SEC 8-29577

CREWE CAPITAL
CRD 152527 · SEC 8-68460

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Filing source

Form ADV 2133365 · Sep 18, 2026 · Schedule D 7.B.(1), fund 805-5192255148

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Earl Executive, Promoter
Brandon Nielson Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5000 Executive Parkway Suite 445
San Ramon, CA, 94583