Form D · Other Investment Fund

LJM PRESERVATION & GROWTH FUND LP

Chicago, IL · CIK 0001411464

Offering snapshot reported Feb 12, 2018 · SEC filing

Reported sold
$69.9M
Offering amount: $100M
Investors reported
208
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
May 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34.9M$69.9MFeb 4, 2010: $35,333,468.00Feb 4, 2010Feb 16, 2011: $44,648,853.00Aug 3, 2011: $53,272,853.00Aug 1, 2012: $59,675,939.00Jul 29, 2013: $65,339,603.00Jul 29, 2014: $66,316,679.00Jul 29, 2015: $66,999,599.00Feb 11, 2016: $67,620,054.00Feb 11, 2016: $67,620,054.00Feb 10, 2017: $68,669,776.00Feb 12, 2018: $69,870,776.00Feb 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$68,669,776 → $69,870,776
  • Reported investors201 → 208

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2018Amendment$69,870,776$1,201,000vs Feb 10, 2017208SEC filing
Feb 10, 2017Amendment$68,669,776$1,049,722vs Feb 11, 2016201SEC filing
Feb 11, 2016Amendment$67,620,054$620,455vs Jul 29, 2015197SEC filing
Feb 11, 2016Amendment$67,620,054$0vs Feb 11, 2016197SEC filing
Jul 29, 2015Amendment$66,999,599$682,920vs Jul 29, 2014194SEC filing
Jul 29, 2014Amendment$66,316,679$977,076vs Jul 29, 2013193SEC filing
Jul 29, 2013Amendment$65,339,603$5,663,664vs Aug 1, 2012177SEC filing
Aug 1, 2012Amendment$59,675,939$6,403,086vs Aug 3, 2011148SEC filing
Aug 3, 2011Amendment$53,272,853$8,624,000vs Feb 16, 2011125SEC filing
Feb 16, 2011Amendment$44,648,853$9,315,385vs Feb 4, 201077SEC filing
Feb 4, 2010Amendment$35,333,468No comparison39SEC filing
Aug 29, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$25K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-108177

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
TRIAD ADVISORS, INC.25803TRIAD ADVISORS, INC. · CRD 25803
CAPITAL MANAGEMENT PARTNERS, INC.21973CAPITAL MANAGEMENT PARTNERS, INC. · CRD 21973
Liccar Securities & Custodial Services, LLC151034Liccar Securities & Custodial Services, LLC · CRD 151034

Source: Form D, filed Feb 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fernando Anton Executive
Guillermo Bublik Executive
Anthony J. Caine Executive
Mcbride Kathryn Executive
Kathryn Mc Bride Executive
J. Scott Sykora Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Financial Plaza 440 S. Lasalle St., Suite 2301
Chicago, IL, 60605