Form D · Other Investment Fund

LJM Fund LP

Chicago, IL · CIK 0001411071

Offering snapshot reported May 17, 2017 · SEC filing

Reported sold
$225M
Indefinite offering
Investors reported
797
Form D · investor count
Minimum accepted
$5.48K
Reported outside-investor minimum
First sale
Jan 4, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$112M$225MSep 10, 2009: $91,106,833.00Sep 10, 2009Sep 10, 2010: $105,761,857.00Jul 27, 2011: $129,381,025.00Jul 25, 2012: $138,091,116.00Jul 25, 2012: $138,091,116.00Jul 24, 2013: $162,125,940.00Jul 24, 2014: $173,978,996.00Jul 24, 2015: $181,086,980.00Feb 9, 2016: $189,907,322.00May 20, 2016: $195,476,825.00May 17, 2017: $224,559,433.00May 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$195,476,825 → $224,559,433
  • Reported investors677 → 797

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 17, 2017Amendment$224,559,433$29,082,608vs May 20, 2016797SEC filing
May 20, 2016Amendment$195,476,825$5,569,503vs Feb 9, 2016677SEC filing
Feb 9, 2016Amendment$189,907,322$8,820,342vs Jul 24, 2015661SEC filing
Jul 24, 2015Amendment$181,086,980$7,107,984vs Jul 24, 2014645SEC filing
Jul 24, 2014Amendment$173,978,996$11,853,056vs Jul 24, 2013624SEC filing
Jul 24, 2013Amendment$162,125,940$24,034,824vs Jul 25, 2012574SEC filing
Jul 25, 2012Amendment$138,091,116$8,710,091vs Jul 27, 2011511SEC filing
Jul 25, 2012Amendment$138,091,116$0vs Jul 25, 2012511SEC filing
Jul 27, 2011Amendment$129,381,025$23,619,168vs Sep 10, 2010479SEC filing
Sep 10, 2010Amendment$105,761,857$14,655,024vs Sep 10, 2009372SEC filing
Sep 10, 2009Amendment$91,106,833No comparison316SEC filing
Jul 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 10, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 23, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$150K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-108020

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CAPITAL MANAGEMENT PARTNERS, INC.21973CAPITAL MANAGEMENT PARTNERS, INC. · CRD 21973
Uhlmann Price Securities, Inc.42854Uhlmann Price Securities, Inc. · CRD 42854
TRIAD ADVISORS, INC.25803TRIAD ADVISORS, INC. · CRD 25803
Liccar Securities & Custodial Services, LLC151034Liccar Securities & Custodial Services, LLC · CRD 151034
Silver Leaf Partners, LLC126694Silver Leaf Partners, LLC · CRD 126694
Stephen A. Kohn1267211Stephen A. Kohn & Associates, Ltd. · CRD 41067

Source: Form D, filed May 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fernando Anton Executive
Guillermo Bublik Executive
Anthony J. Caine Executive
Kathryn Mc Bride Executive
J. Scott Sykora Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Financial Plaza 440 S. Lasalle St., Suite 2301
Chicago, IL, 60605