Form D · Private Equity Fund

Littlejohn Fund IV, L.P.

Greenwich, CT · CIK 0001471569

Offering snapshot reported Nov 3, 2010 · SEC filing

Reported sold
$1.34B
Offering amount: $1.34B
Investors reported
70
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 31, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$672M$1.34BSep 14, 2009: $398,000,000.00Sep 14, 2009Dec 18, 2009: $616,500,000.00Dec 18, 2009May 11, 2010: $1,004,020,000.00May 11, 2010Nov 3, 2010: $1,343,830,000.00Nov 3, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$398,000,000 → $1,343,830,000
  • Reported investors12 → 70

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 3, 2010Amendment$1,343,830,000$945,830,000vs Sep 14, 200970SEC filing
May 11, 2010Amendment$1,004,020,000$387,520,000vs Dec 18, 200949SEC filing
Dec 18, 2009Amendment$616,500,000$218,500,000vs Sep 14, 200926SEC filing
Sep 14, 2009Initial$398,000,000No comparison12SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5.71M (estimated)
Finders' fees
$0
Form D file number
Not reported
An aggregate of $1,207,480,000 of partnership interests have been sold in Littlejohn Fund IV, L.P., and an aggregate of $136,350,000 of partnership interests have been sold in Littljohn Fund IV-A, L.P.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Park Hill Group LLC135898

Source: Form D, filed Nov 3, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert E. Davis Executive, Promoter
Edmund J. Feeley Executive, Promoter
Michael I. Klein Executive, Promoter
Angus C. Littlejohn, Jr. Executive, Promoter
Richard E. Maybaum Executive, Promoter
Steven G. Raich Executive, Promoter
Brian E. Ramsay Executive, Promoter
David E. Simon Executive, Promoter
Kenneth E. Warren Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8 Sound Shore Drive
Greenwich, CT, 06830