Form D · Private Equity Fund

Littlejohn Executive Fund IV, L.P.

Greenwich, CT · CIK 0001496368

Offering snapshot reported Jul 21, 2010 · SEC filing

Reported sold: $9.7M
Investors reported: 31
Minimum accepted: $0
First sale: Jul 9, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 21, 2010	Initial	$9,695,000	No comparison	31	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-145305

Source: Form D, filed Jul 21, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LITTLEJOHN EXECUTIVE FUND IV, LP

Investment adviser: LITTLEJOHN & CO., LLC

Gross asset value: $2.3M
Beneficial owners: 35
ADV minimum commitment: $20K

Reported in Form ADV on Aug 8, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian NORTHERN TRUST CORPORATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1879837 · Aug 8, 2024 · Schedule D 7.B.(1), fund 805-4732382800

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Littlejohn Executive Fund IV, L.P. (this fund)	Jul 21, 2010	$9,695,000	31
Littlejohn Executive Fund V, L.P.	Jul 22, 2014	Yet to sell	0
Littlejohn Executive Fund VI, L.P.	Apr 26, 2019	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Edmund J. Feeley	Executive, Promoter
Michael I. Klein	Executive, Promoter
Angus C. Littlejohn, Jr.	Executive, Promoter
Brian E. Ramsay	Executive, Promoter
Kenneth E. Warren	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8 Sound Shore Drive
Greenwich, CT, 06830