Form D · Other Technology
LIQUIDMETAL TECHNOLOGIES INC
Rancho Santa Margarita, CA · CIK 0001141240
Offering snapshot reported Nov 1, 2016 · SEC filing
- Reported sold
- $63.4M Offering amount: $63.4M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 10, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$8,400,000 → $63,400,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2016 | Amendment | $63,400,000 | $55,000,000vs Mar 15, 2016 | 1 | SEC filing |
| Mar 15, 2016 | Initial | $8,400,000 | No comparison | 1 | SEC filing |
| Nov 19, 2013 | Initial | Yet to sell | No comparison | 3 | SEC filing |
| Jul 6, 2012 | Initial | $12,000,000 | No comparison | 5 | SEC filing |
| Jun 8, 2012 | Initial | $2,000,100 | No comparison | 1 | SEC filing |
| May 18, 2009 | Initial | $23,125,010 | No comparison | Not reported | SEC filing |
| Jan 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 16, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 29, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-259268
Source: Form D, filed Nov 1, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Iraj Azarm | Director |
| Robert Biehl | Director |
| Isaac Bresnick | Director |
| Bruce Bromage | Executive |
| Larry E. Buffington | Executive |
| Vincent Carrubba | Director |
| Tony Chung | Executive |
| Scott Gillis | Director |
| Mark Hansen | Director |
| Paul Hauck | Executive |
| Bob Howard Anderson | Director |
| John Kang | Director |
| Yeung Tak Lugee Li | Director |
| Abdi Mahamedi | Director |
| Ricardo Salas | Director, Executive |
| Richard Sevcik | Director |
| Thomas Steipp | Director, Executive |
| Walter Weyler | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
30452 Esperanza
Rancho Santa Margarita, CA, 92688
Rancho Santa Margarita, CA, 92688