Form D · Hedge Fund

LiquidAlts Omega Fund

St. Helier, Y9 · CIK 0001604557

Offering snapshot reported Apr 7, 2015 · SEC filing

Reported sold: $84.2M
Investors reported: 137
Minimum accepted: $100K
First sale: Apr 1, 2014

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 137

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 7, 2015	Amendment	$84,215,000	No comparison	137	SEC filing
Apr 7, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-215048

A placement fee of up to 5% of the relevant subscription amount may be charged to an investor

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Deutsche Bank AG	None
Deutsche Bank Securities Inc.	2525

Source: Form D, filed Apr 7, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIQUIDALTS OMEGA FUND

Investment adviser: DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED

Gross asset value: $110M
Beneficial owners: 132
ADV minimum commitment: $100K

Reported in Form ADV on Dec 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN 1, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Custodian DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED ST HELIER, Jersey Related to adviser: Yes

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 960169 · Dec 9, 2015 · Schedule D 7.B.(1), fund 805-2941848190

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter Becker	Director
Chris Carter	Director
N/A Deutsche International Corporate Services Limited	Promoter
N/A Deutsche International Custodial Services Limited	Promoter
Kelly Gouveia	Director
Darren Mc Cue	Director
N/A Omega Advisors, Inc.	Executive
Tina Saunders	Director
Paul Shevlin	Director
Andreas Tautscher	Director
Andrew Trachy	Director
Jacqueline Walshe	Director
Nick Watkins	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Deutsche International Corp Services Ltd St Paul's Gate, New Street
St. Helier, Y9, JE4 8ZB