Form D · Hedge Fund
LiquidAlts H2O Force 10 Fund
St. Helier, Y9 · CIK 0001610016
Offering snapshot reported Apr 26, 2018 · SEC filing
- Reported sold
- $201M Offering amount: $650M
- Investors reported
- 95 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$168,205,000 → $201,447,784
- Reported investors97 → 95
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 26, 2018 | Amendment | $201,447,784 | $33,242,784vs Apr 26, 2017 | 95 | SEC filing |
| Apr 26, 2017 | Amendment | $168,205,000 | $23,000,000vs Apr 26, 2016 | 97 | SEC filing |
| Apr 26, 2016 | Amendment | $145,205,000 | $131,760,686vs Jun 9, 2015 | 86 | SEC filing |
| Jun 9, 2015 | Amendment | $13,444,314 | No comparison | 42 | SEC filing |
| Jun 9, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $111K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-218799
A placement fee of up to 5% of the relevant subscription amount may be charged to an investor of Class A-1, A-2 and Founders Units. An annual distribution fee of 0.25% of the NAV attributable to Class A-2 Units is payable to US placement agents.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank AG | None | |
| Deutsche Bank Securities Inc. | 2525 | |
| Deutsche Bank Trust Company Americas | None |
Source: Form D, filed Apr 26, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LIQUIDALTS H2O FORCE 10 FUND
Investment adviser: DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED
- Gross asset value
- $556M
- Beneficial owners
- 187
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638
Filing source
Form ADV 1098724 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-5558791326
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Becker | Director |
| Chris Carter | Director |
| N/A Deutsche International Corporate Services Limited | Promoter |
| N/A Deutsche International Custodial Services Limited | Promoter |
| Kelly Gouveia | Director |
| N/A H20 Asset Management, Llp | Executive |
| N/A H2 O Asset Management, Llp | Executive |
| Chris Hamon | Director |
| Marc Harris | Director |
| Bastian Hertstein | Director |
| Tony Leach | Director |
| Richard Marland | Director |
| Carl Mc Connell | Director |
| Darren Mc Cue | Director |
| Tina Saunders | Director |
| Paul Shevlin | Director |
| Richard Brian Singleton | Director |
| Andreas Tautscher | Director |
| Andrew Trachy | Director |
| Jacqueline Walshe | Director |
| Nick Watkins | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St. Helier, Y9, JE4 8ZB