Form D · Hedge Fund
LiquidAlts H2O Force 10 Feeder Fund
St. Helier, Y9 · CIK 0001610018
Offering snapshot reported Apr 26, 2018 · SEC filing
- Reported sold
- $15.6M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$23,908,000 → $15,640,000
- Reported investors8 → 4
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 26, 2018 | Amendment | $15,640,000 | -$8,268,000vs Apr 26, 2017 | 4 | SEC filing |
| Apr 26, 2017 | Amendment | $23,908,000 | $1,750,000vs Apr 26, 2016 | 8 | SEC filing |
| Apr 26, 2016 | Amendment | $22,158,000 | No comparison | 7 | SEC filing |
| Jun 9, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 9, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $14.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-218810
A placement fee of up to 5% of the relevant subscription amount may be charged to an investor of Class A-1, A-2 and Founders Units. An annual distribution fee of 0.25% of the NAV attributable to Class A-2 Units is payable to US placement agents.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank AG | None | |
| Deutsche Bank Securities Inc. | 2525 | |
| Deutsche Bank Trust Company Americas | None |
Source: Form D, filed Apr 26, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Becker | Director |
| Chris Carter | Director |
| N/A Deutsche International Corporate Services Limited | Promoter |
| N/A Deutsche International Custodial Services Limited | Promoter |
| Kelly Gouveia | Director |
| Chris Hamon | Director |
| Marc Harris | Director |
| Bastian Hertstein | Director |
| Tony Leach | Director |
| Richard Marland | Director |
| Carl Mc Connell | Director |
| Darren Mc Cue | Director |
| Tina Saunders | Director |
| Paul Shevlin | Director |
| Richard Brian Singleton | Director |
| Andreas Tautscher | Director |
| Andrew Trachy | Director |
| Jacqueline Walshe | Director |
| Nick Watkins | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Deutsche International Corp Services Ltd St. Paul's Gate, New Street
St. Helier, Y9, JE4 8ZB
St. Helier, Y9, JE4 8ZB