Form D · Environmental Services
Liquid Environmental Solutions Corp
San Diego, CA · CIK 0001290975
Offering snapshot reported Jul 2, 2014 · SEC filing
- Reported sold
- $31.6M Offering amount: $31.6M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $30M Reported outside-investor minimum
- First sale
- Jun 17, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 2, 2014 | Initial | $31,599,991 | No comparison | 5 | SEC filing |
| Jul 2, 2014 | Amendment | $31,599,991 | $0vs Jul 2, 2014 | 5 | SEC filing |
| Jun 9, 2014 | Amendment | $19,999,993 | $4,999,992vs Sep 3, 2009 | 1 | SEC filing |
| Sep 3, 2009 | Initial | $15,000,001 | No comparison | 1 | SEC filing |
| Jul 27, 2009 | Amendment | $16,555,000 | No comparison | 2 | SEC filing |
| Mar 8, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.5M
- Finders' fees
- $0
- Form D file number
- 021-220219
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wedbush Securities Inc. | 877 | Wedbush Securities Inc. · CRD 877 |
Source: Form D, filed Jul 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Bergstrom | Executive |
| Phillip Clough | Director |
| Mary Gade | Director |
| Michael Kahn | Director |
| Dana King | Executive |
| Richard Leib | Executive |
| Robert Nugent | Director |
| Bruce Ranck | Director |
| Patrick Reilly | Executive |
| Tom Soto | Director |
| Alan Viterbi | Director, Executive |
| Joseph Walker | Director |
Issuer details
Industry: Environmental Services (See others in industry)
Address:San Diego, CA, 92130