Form D · Private Equity Fund

Lion Capital Fund IV-A (USD), L.P.

London, X0 · CIK 0001660725

Offering snapshot reported Jul 17, 2017 · SEC filing

Reported sold
$1.04B
Offering amount: $2.25B
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 30, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$519M$1.04BDec 14, 2015Dec 14, 2016: $1,007,864,302.00Dec 14, 2016Jul 17, 2017: $1,038,423,256.00Jul 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,007,864,302 → $1,038,423,256
  • Reported investors8 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2017Amendment$1,038,423,256$30,558,954vs Dec 14, 20169SEC filing
Dec 14, 2016Amendment$1,007,864,302No comparison8SEC filing
Dec 14, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.63M
Finders' fees
$0
Form D file number
021-253025
The figures in Item 13 include amounts in respect of the Issuer's parallel entities.
A placement agent has been retained and will be apportioned a percentage of commitments raised. The figure in Item 15 includes amounts in respect of the Issuer's parallel entities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MERCURY CAPITAL ADVISORS, LLC152338
ZHE ZHANGNone
SABERTIA CAPITAL PARTNERS, S.L.None

Source: Form D, filed Jul 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LION CAPITAL FUND IV-A (USD) LP

Investment adviser: LION CAPITAL LLP

Gross asset value
$157M
Beneficial owners
9
ADV minimum commitment
$10M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LONDON, United Kingdom
Custodian ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED ST PETER PORT, Guernsey Related to adviser: No
Marketer MERCURY CAPITAL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 1118

MERCURY CAPITAL ADVISORS, LLC
CRD 152338 · SEC 8-68442

Filing source

Form ADV 2043912 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-8672304519

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Simon David Brown Executive
Robert Darwent Executive
Javier Ferran Executive
Lyndon Lea Executive
Patrick Kelly Mayer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lion Capital Llp 21 Grosvenor Place
London, X0, SW1X 7HF