Form D · Private Equity Fund
Lime Rock Partners IX, L.P.
Westport, CT · CIK 0001957165
Offering snapshot reported Feb 26, 2024 · SEC filing
- Reported sold
- $215M Indefinite offering
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 23, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 27
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 26, 2024 | Amendment | $214,500,000 | No comparison | 27 | SEC filing |
| Dec 22, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 3C.7, 06c, 3C
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-468396
The total amount sold and number of investors do not take withdrawals into consideration.
Limited Partnership Interests. The General Partner, reserves the right, in its sole discretion, to accept lesser amounts than the minimum Capital Commitment of $5 million.
Source: Form D, filed Feb 26, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LIME ROCK PARTNERS IX, L.P.
Investment adviser: LIME ROCK MANAGEMENT LP
- Gross asset value
- $187M
- Beneficial owners
- 33
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG
PCAOB 42
Filing source
Form ADV 2077306 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2782325742
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jonathan Farber | Executive, Promoter |
| N/A Lime Rock Management Lp | Promoter |
| N/A Lime Rock Partners Gp Ix, L.P. | Executive, Promoter |
| Susan M. Oswald | Executive |
| John Reynolds | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Westport, CT, 06880