Form D · Private Equity Fund

Lightyear Fund IV, L.P.

New York, NY · CIK 0001664405

Offering snapshot reported Nov 27, 2017 · SEC filing

Reported sold
$957M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 18, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$479M$957MFeb 17, 2016Feb 17, 2017: $771,134,021.00Feb 17, 2017Nov 27, 2017: $957,250,000.00Nov 27, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$771,134,021 → $957,250,000
  • Reported investors28 → 40

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 27, 2017Amendment$957,250,000$186,115,979vs Feb 17, 201740SEC filing
Feb 17, 2017Amendment$771,134,021No comparison28SEC filing
Feb 17, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.38M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-257619
Total amount sold includes $28,500,000 of general partner interests sold outside of the offering. Total amount sold by Issuer and a related co-investment fund together equals $1,032,250,000.
Limited Partnership Interests
Sales Commissions represent an estimate of the total sales commissions to be paid over time.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Securities LLC7654UBS Securities LLC · CRD 7654

Source: Form D, filed Nov 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIGHTYEAR FUND IV, L.P.

Investment adviser: LIGHTYEAR CAPITAL LLC

Gross asset value
$677M
Beneficial owners
41
ADV minimum commitment
$10M

Reported in Form ADV on Sep 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RSM US LLP NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BMO BANK HARRIS, NA CHICAGO, Illinois, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2133838 · Sep 21, 2026 · Schedule D 7.B.(1), fund 805-4726054094

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ellan Ben Hayon Executive
Lori Forlano Executive
N/A Lightyear Fund Iv Gp Holdings, Llc Promoter
N/A Lightyear Fund Iv Gp, L.P. Promoter
N/A Ly Holdings, Llc Promoter
Mark Vassallo Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9 West 57 Th Street
New York, NY, 10019