Form D · Other Real Estate

Lightstone Fund 9 LLC

New York, NY · CIK 0001822147

Offering snapshot reported Dec 21, 2020 · SEC filing

Reported sold
$10.3M
Offering amount: $273M
Investors reported
1
Form D · investor count
Minimum accepted
$900K
Reported outside-investor minimum
First sale
Jul 9, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.13M$10.3MAug 27, 2020: $910,100.00Aug 27, 2020Dec 21, 2020: $10,250,000.00Dec 21, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$910,100 → $10,250,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2020Amendment$10,250,000$9,339,900vs Aug 27, 20201SEC filing
Aug 27, 2020Initial$910,100No comparison1SEC filing

Offering details

Securities
Equity, Option to acquire, Other
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-374327
Total Offering Amt represents max raise (at Fund's discretion) of Preferred Units at US$900,000 per Unit to US investors (Reg D) and non-US (Reg S). Total sales/investors represent sales to US investors only.
Preferred Units of limited liability company membership interests
Payment of any commissions will not be paid out of the proceeds of capital contributions of investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Dalmore Group LLC13652

Source: Form D, filed Dec 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mitchell Hochberg Executive
David Lichtenstein Executive
N/A Lightstone Fund 9 Manager Llc Promoter
Seth D. Molod Executive
Joseph E. Teichman Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
460 Park Avenue
New York, NY, 10022