Form D · Hedge Fund

Lightpath Capital L.P.

New York, NY · CIK 0001279683

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold: $10.6M
Investors reported: 20
Minimum accepted: $0
First sale: Nov 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$250,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2012	Amendment	$10,635,000	$0vs Mar 16, 2011	20	SEC filing
Mar 16, 2011	Amendment	$10,635,000	$0vs Mar 16, 2010	20	SEC filing
Mar 16, 2010	Amendment	$10,635,000	$0vs Mar 27, 2009	20	SEC filing
Mar 27, 2009	Amendment	$10,635,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-62834

The firms listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Christopher E. Engel	1495822	Sword Securities Corporation · CRD 32244
Lee W. Gladden	1821821	Sword Securities Corporation · CRD 32244
William H. Sword Jr.	827784	Sword Securities Corporation · CRD 32244

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIGHTPATH CAPITAL, L.P.

Investment adviser: AMICI CAPITAL, LLC

Gross asset value: $23.6M
Beneficial owners: 18
ADV minimum commitment: $1M

Reported in Form ADV on Feb 13, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS HAMILTON, Bermuda

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 701600 · Feb 13, 2013 · Schedule D 7.B.(1), fund 805-9281038633

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Paul E. Orlin	Executive
Alex Porter	Executive
Alpheus A. Porter	Executive
A. Alex Porter	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Cf Advisors, Llc 666 Fifth Avenue, Suite 3403
New York, NY, 10103