Form D · Other Technology

LIGHTING SCIENCE GROUP CORP

West Warwick, RI · CIK 0000866970

Offering snapshot reported Aug 2, 2016 · SEC filing

Reported sold
$18M
Offering amount: $25M
Investors reported
1
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Sep 11, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9M$18MSep 25, 2015: $10,000,000.00Sep 25, 2015Jan 21, 2016: $10,000,000.00Jan 21, 2016Aug 2, 2016: $18,000,000.00Aug 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,000,000 → $18,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 2, 2016Amendment$18,000,000$8,000,000vs Jan 21, 20161SEC filing
Jan 21, 2016Amendment$10,000,000$0vs Sep 25, 20151SEC filing
Sep 25, 2015Initial$10,000,000No comparison1SEC filing
Feb 17, 2015Amendment$32,525,000$11,525,000vs Nov 20, 20144SEC filing
Nov 20, 2014Amendment$21,000,000$13,000,000vs Sep 17, 20143SEC filing
Sep 17, 2014Initial$8,000,000No comparison1SEC filing
Jan 22, 2014Initial$20,000,000No comparison0SEC filing
Jan 22, 2014Initial$17,430,000No comparison0SEC filing
Jun 11, 2012Initial$67,069,000No comparison34SEC filing
Jan 28, 2011Initial$18,000,000No comparison33SEC filing
Jan 26, 2011Initial$10,000,000No comparison1SEC filing
May 5, 2010Initial$25,116,726No comparison10SEC filing
May 5, 2010Initial$1,565,195No comparison1SEC filing
Sep 9, 2009Initial$0No comparison1SEC filing
Sep 9, 2009Initial$0No comparison1SEC filing
Jan 15, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Oct 18, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 25, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Jan 25, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-248272

Source: Form D, filed Aug 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert E. Bachman Director
Edward D. Bednarcik Executive
David Bell Director
Seth Bernstein Director
Nicholas Brathwaite Director
Sanford R. Climan Director
David Cline Director
Craig Cogut Director
Jonathan T. Cohen Executive
Vincent Colistra Director, Executive
Andrew Cooper Director
Charles Darnell Director
Richard Davis Director
Richard H. Davis, Jr. Director
Karel Den Daas Director
Kaj Den Daas Director
Zachary S. Gibler Director, Executive
Carlos M. Gutierrez Director
Philip Handy Director
Joel Haney Director
Khaled Haram Executive
Donald Harkleroad Director
James Jones Director
Gregory T. Kaiser Executive
Richard Kelson Director
Michael W. Kempner Director
Brad Knight Executive
Steven G. Marton Director, Executive
Fredric Maxik Director, Executive
Frederic Maxik Executive
Dennis Mc Gill Director
Joseph C. Montana, Jr. Director
T. Michael Moseley Director
T Michael Moseley Director
Warner Philips Director
Govi Rao Director
Bonnie Reiss Director
Kathryn Reynolds Executive
Jonathan Rosenbaum Director
Samer Salty Director
Keith Scott Executive
Thomas Shields Executive
Thomas Smach Director
Daryl Snadon Director
John T. Stanley Executive
Hamilton Stephen Executive
Steven Wacaster Director
Leon Wagner Director
Richard Weinberg Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
1350 Division Road Suite 204
West Warwick, RI, 02893