Form D · Hedge Fund

LIGHTHOUSE V FUND LP

Palm Beach Gardens, FL · CIK 0001259202

Offering snapshot reported Feb 21, 2012 · SEC filing

Reported sold
$10.1M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 3, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34.4M$68.8MMar 1, 2010: $68,767,915.00Mar 1, 2010Mar 8, 2011: $61,454,919.00Mar 8, 2011Jun 23, 2011: $61,454,919.00Feb 21, 2012: $10,120,133.00Feb 21, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$61,454,919 → $10,120,133
  • Reported investors15 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2012Amendment$10,120,133-$51,334,786vs Jun 23, 201111SEC filing
Jun 23, 2011Amendment$61,454,919$0vs Mar 8, 201115SEC filing
Mar 8, 2011Amendment$61,454,919-$7,312,996vs Mar 1, 201015SEC filing
Mar 1, 2010Amendment$68,767,915No comparison20SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-57682
Unable to determine without unreasonable time and effort, based on amount of redemptions, reinvestments and period of fund's existence. Total represents estimated net capital invested as of 2/12.
Placement agents may receive commissions based on amount invested in fund from their clients. In addition, the fund's general partner may pay a portion of its management fees to certain finders.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets, Inc.7059
JP Morgan Securities, Inc.79
SunTrust Investment Services, Inc.17499
Atlantic Trust CompanyNone
Sunrise Securities Corp.29804

Source: Form D, filed Feb 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIGHTHOUSE V FUND, LP

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value
$22.9M
Beneficial owners
13
ADV minimum commitment
$1M

Reported in Form ADV on Sep 27, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States
Custodian JPMORGAN CHASE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ATLANTIC TRUST PRIVATE WEALTH MANAGEMENT BOSTON, Massachusetts, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Marketer SUNTRUST BANKS, INC. ATLANTA, Georgia, United States Related to adviser: No
Marketer SUNTRUST INVESTMENT SERVICES, INC. ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ATLANTIC TRUST PRIVATE WEALTH MANAGEMENT
CRD 109644 · SEC 801-57986

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

SUNTRUST INVESTMENT SERVICES, INC.
CRD 17499 · SEC 801-56443

Filing source

Form ADV 670060 · Sep 27, 2012 · Schedule D 7.B.(1), fund 805-3558630095

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth Des Plaines Executive
Kevin R. Lakin Executive
N/A Lighthouse Investment Partners Llc Promoter
N/A Lighthouse V Fund, Ltd. Promoter
Sean G. Mc Gould Executive
J. Scott Perkins Executive
Kelly R. Perkins Executive
Robert P. Swan, Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3801 Pga Blvd. Suite 500
Palm Beach Gardens, FL, 33410