Form D · Hedge Fund

LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES

Palm Beach Gardens, FL · CIK 0001422652

Offering snapshot reported Aug 7, 2014 · SEC filing

Reported sold: $4.63M
Investors reported: 2
Minimum accepted: $1M
First sale: Jul 2, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 7, 2014	Amendment	$4,628,401	$0vs Feb 24, 2014	2	SEC filing
Feb 24, 2014	Amendment	$4,628,401	-$1,534,096vs Mar 7, 2013	2	SEC filing
Mar 7, 2013	Amendment	$6,162,497	$0vs Feb 25, 2013	2	SEC filing
Feb 25, 2013	Amendment	$6,162,497	-$3,519,657vs Feb 21, 2012	2	SEC filing
Feb 21, 2012	Amendment	$9,682,154	-$3,597,042vs Jun 23, 2011	6	SEC filing
Jun 23, 2011	Amendment	$13,279,196	$0vs Mar 8, 2011	9	SEC filing
Mar 8, 2011	Amendment	$13,279,196	-$2,313,030vs Mar 2, 2010	9	SEC filing
Mar 2, 2010	Amendment	$15,592,226	No comparison	9	SEC filing
Dec 31, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-112904

Total represents estimated net capital invested as of 2/14.

Placement agents may receive commissions based on amount invested in fund from their clients. In addition, the fund's manager may pay a portion of its management fees to certain finders.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SunTrust Investment Services, Inc.	17499
Atlantic Trust Company	None
SunTrust Banks, Inc.	None

Source: Form D, filed Aug 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIGHTHOUSE ENHANCED GLOBAL SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value: $70.8M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Aug 18, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States

Custodian JPMORGAN CHASE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No

Marketer AT INVESTMENT ADVISERS, INC. BOSTON, Massachusetts, United States Related to adviser: No

Marketer SUNTRUST BANKS, INC. ATLANTA, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AT INVESTMENT ADVISERS, INC.
CRD 109644 · SEC 801-57986

Filing source

Form ADV 939532 · Aug 18, 2015 · Schedule D 7.B.(1), fund 805-4531988261

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kenneth Des Plaines	Executive
Kevin R. Lakin	Executive
N/A Lighthouse Diversified Fund (Qp) Ii Lp	Promoter
N/A Lighthouse Enhanced Global Master Segregated Portfolio Of Lighthouse Strategies Master Fund Spc	Promoter
N/A Lighthouse Enhanced Global Segregated Portfolio Of Lighthouse Strategies Fund Spc	Promoter
N/A Lighthouse Investment Partners Llc	Executive
N/A Lighthouse Strategies Fund Spc	Promoter
N/A Lighthouse Strategies Master Fund Spc	Promoter
N/A Lma Spc	Promoter
Sean G. Mc Gould	Executive
Kelly R. Perkins	Executive
J. Scott Perkins	Executive
Robert P. Swan, Iii	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3801 Pga Blvd Suite 500
Palm Beach Gardens, FL, 33410