Form D · Hedge Fund

Lighthouse SRI Global Long/Short Fund, LP

Palm Beach Gardens, FL · CIK 0001575909

Offering snapshot reported Feb 15, 2019 · SEC filing

Reported sold
$26.7M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.1M$32.3MMay 8, 2013: $5,000,000.00May 8, 2013Feb 24, 2014: $32,274,492.00Feb 25, 2014: $9,790,308.00Aug 7, 2014: $9,790,308.00Feb 20, 2015: $15,592,439.00Feb 18, 2016: $20,336,303.00Feb 15, 2017: $23,931,277.00Feb 15, 2018: $28,157,503.00Feb 15, 2019: $26,741,439.00Feb 15, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$28,157,503 → $26,741,439

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2019Amendment$26,741,439-$1,416,064vs Feb 15, 20183SEC filing
Feb 15, 2018Amendment$28,157,503$7,821,200vs Feb 18, 20163SEC filing
Feb 15, 2017Amendment$23,931,277$3,594,974vs Feb 18, 20163SEC filing
Feb 18, 2016Amendment$20,336,303$4,743,864vs Feb 20, 20153SEC filing
Feb 20, 2015Amendment$15,592,439$5,802,131vs Aug 7, 20142SEC filing
Aug 7, 2014Amendment$9,790,308$0vs Feb 25, 20142SEC filing
Feb 25, 2014Amendment$9,790,308-$22,484,184vs Feb 24, 20142SEC filing
Feb 24, 2014Amendment$32,274,492$27,274,492vs May 8, 20134SEC filing
May 8, 2013Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-196153
The Total Amount Sold herein reflects the net asset value of the Issuer as of 12/31/18.
Placement agents may receive up front commissions of up to 3% of amount invested in fund by certain clients. In addition, the fund's GP may pay a portion of its mgmt. fees to certain finders.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Morgan Stanley Smith Barney LLC149777
Suntrust Banks, Inc.None
Atlantic Trust CompanyNone

Source: Form D, filed Feb 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, L.P.

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value
$20.3M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Aug 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States
Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 1453760 · Aug 28, 2020 · Schedule D 7.B.(1), fund 805-1433848499

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Globe Op Financial Services (Cayman) Limited Promoter
N/A Globe Op Financial Services Llc Promoter
N/A Hfa Holdings Limited Promoter
N/A Iw Financial Promoter
N/A Lighthouse Investment Partners, Llc Promoter
N/A Lighthouse Sri Global Long/Short Fund, Ltd. Promoter
N/A Lighthouse Sri Global Long/Short Master Fund Limited Promoter
N/A Lma Ireland Promoter
N/A Lma Spc Promoter
Sean G. Mc Gould Director, Executive
N/A Miles Howland & Co. Llc Promoter
J. Scott Perkins Executive
Kelly R. Perkins Executive
Robert P. Swan, Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3801 Pga Blvd. Suite 500
Palm Beach Gardens, FL, 33410