Form D · Hedge Fund
LIGHTHOUSE MANAGED FUTURES FUND LLC-LIGHTHOUSE TREND SERIES
Palm Beach Gardens, FL · CIK 0001406059
Offering snapshot reported Feb 23, 2012 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$798,245 → $0
- Reported investors2 → 0
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 23, 2012 | Amendment | $0 | -$798,245vs Jun 23, 2011 | 0 | SEC filing |
| Jun 23, 2011 | Amendment | $798,245 | $0vs Mar 8, 2011 | 2 | SEC filing |
| Mar 8, 2011 | Amendment | $798,245 | -$852,196vs Mar 2, 2010 | 2 | SEC filing |
| Mar 2, 2010 | Amendment | $1,650,441 | No comparison | 2 | SEC filing |
| Jul 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-105724
Total represents estimated net capital invested as of 2/12.
Placement agents may receive commissions based on amount invested in fund from their clients. In addition, the fund's manager may pay a portion of its management fees to certain finders.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JP Morgan Securities, Inc. | 79 | |
| SunTrust Investment Services, Inc. | 17499 | |
| Atlantic Trust Company | None | |
| Ounavarra Capital, LLC | 143381 | |
| Sunrise Securities Corp. | 29804 |
Source: Form D, filed Feb 23, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth Des Plaines | Executive |
| Kevin R. Lakin | Executive |
| N/A Lighthouse Investment Partners Llc | Promoter |
| N/A Lighthouse Managed Futures Master Fund Spc | Promoter |
| Sean G. Mc Gould | Executive |
| J. Scott Perkins | Executive |
| Kelly R. Perkins | Executive |
| Robert P. Swan, Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Palm Beach Gardens, FL, 33410