Form D · Hedge Fund

Lighthouse Credit Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC

Grand Cayman, E9 · CIK 0001522455

Offering snapshot reported Feb 15, 2017 · SEC filing

Reported sold
$40.8M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.6M$41.1MFeb 16, 2012: $1,563,151.00Feb 16, 2012Feb 25, 2013: $4,792,656.00Mar 7, 2013: $4,792,656.00Feb 21, 2014: $2,193,836.00Aug 7, 2014: $2,193,836.00Feb 20, 2015: $36,835,285.00Feb 18, 2016: $41,136,052.00Feb 15, 2017: $40,750,897.00Feb 15, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,136,052 → $40,750,897
  • Reported investors4 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2017Amendment$40,750,897-$385,155vs Feb 18, 20163SEC filing
Feb 18, 2016Amendment$41,136,052$4,300,767vs Feb 20, 20154SEC filing
Feb 20, 2015Amendment$36,835,285$34,641,449vs Aug 7, 20144SEC filing
Aug 7, 2014Amendment$2,193,836$0vs Feb 21, 20142SEC filing
Feb 21, 2014Amendment$2,193,836-$2,598,820vs Mar 7, 20132SEC filing
Mar 7, 2013Amendment$4,792,656$0vs Feb 25, 20132SEC filing
Feb 25, 2013Amendment$4,792,656$3,229,505vs Feb 16, 20122SEC filing
Feb 16, 2012Initial$1,563,151No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-173598
Total represents estimated net capital invested as of 2/1.
Placement agents may receive commissions based on amount invested in fund by their clients. In addition, the fund's manager may pay a portion of its management fees to certain agents.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Atlantic Trust CompanyNone
SunTrust Banks, Inc.None

Source: Form D, filed Feb 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value
$274M
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Aug 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No
Marketer AT INVESTMENT ADVISERS, INC. BOSTON, Massachusetts, United States Related to adviser: No
Marketer IRONBARK ASSET MANAGEMENT SYDNEY, Australia Related to adviser: No
Marketer SUNTRUST BANKS, INC. ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

AT INVESTMENT ADVISERS, INC.
CRD 109644 · SEC 801-57986

Filing source

Form ADV 1132928 · Aug 28, 2017 · Schedule D 7.B.(1), fund 805-3884891987

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Globe Op Financial Services Llc Promoter
N/A Hfa Holdings Limited Promoter
N/A Lighthouse Credit Compass Master Segregated Portfolio Promoter
N/A Lighthouse Credit Compass Series Promoter
N/A Lighthouse Investment Partners, Llc Promoter
N/A Lighthouse Strategies Fund Spc Promoter
N/A Lighthouse Strategies Master Fund Spc Promoter
N/A Lma Ireland Promoter
N/A Lma Spc Promoter
Sean G. Mc Gould Director, Executive
Kelly R. Perkins Executive
J. Scott Perkins Director, Executive
Robert P. Swan, Iii Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Market Street Suite 3205, 2 Nd Floor, Gardenia Court
Grand Cayman, E9, KY 1-9003