Form D · Other
Light AI Inc.
Vancouver, A1 · CIK 0001735514
Offering snapshot reported Jan 15, 2025 · SEC filing
- Reported sold
- $1.06M Offering amount: $1.82M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 8, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2025 | Initial | $1,055,227 | No comparison | 14 | SEC filing |
| Jan 15, 2025 | Initial | $229,977 | No comparison | 1 | SEC filing |
| Jan 2, 2025 | Initial | $4,093,966 | No comparison | 11 | SEC filing |
| Jul 23, 2019 | Initial | $520,226 | No comparison | 3 | SEC filing |
| Nov 26, 2018 | Initial | $3,465,643 | No comparison | 12 | SEC filing |
| Aug 14, 2018 | Initial | $5,536,798 | No comparison | 11 | SEC filing |
| Jul 26, 2018 | Initial | $2,982,231 | No comparison | 2 | SEC filing |
| Jul 5, 2018 | Initial | $5,622,581 | No comparison | 12 | SEC filing |
| Mar 28, 2018 | Initial | $569,087 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $73.9K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-535320
Units, at C$0.55 ($0.38*) per Unit, each consisting of one common share and one-half warrant. Each whole warrant is exercisable for 18 months to purchase one common share at C$0.80 ($0.56*). *US$1=C$0.6959.
A cash fee of 7% of the aggregate gross proceeds raised from the subscribers was paid. In addition, 192,990 warrants equal to 7% of the number of Units sold were issued to the agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities (USA) Inc. | 42072 |
Source: Form D, filed Jan 15, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Allen | Director, Executive |
| David E. Argudo | Director, Executive |
| Mark Attanasio | Director |
| Tom Baird | Executive |
| Cam Birge | Director |
| Emmanuel Blin | Director |
| Hugh Cleland | Director |
| Fiona Fitzmaurice | Executive |
| A J Gentile | Director |
| Gary Letham | Director, Executive |
| Dieter Mac Pherson | Director |
| Paul Mann | Executive |
| Daniel Petrov | Director |
| Richard Polanco | Director |
| Thomas Scarnecchia | Executive |
| Christian Scovenna | Director |
| Steven Semmelmayer | Director |
| Darren Tindale | Executive |
| Peter Whitehead | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 1500 1055 West Georgia St. Vancouver
Vancouver, A1, V6E 4N7
Vancouver, A1, V6E 4N7