Form D · Investing
LICS Capital, LLC
Beverly Hills, CA · CIK 0001671363
Offering snapshot reported Nov 8, 2016 · SEC filing
- Reported sold
- Yet to sell Offering amount: $50M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 29, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.2M (estimated)
- Finders' fees
- $300K (estimated)
- Form D file number
- 021-262269
Not currently selling at this time. No further action necessary.
Commissions of 3% of amount sold for both minimum and maximum offerings; Finders' fees of 3% of amount sold to California investors up to $15 million sold, per restrictions under California law
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ABC Co. | 12345 | ABC Co. · CRD 12345 |
Source: Form D, filed Nov 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William H Jones | Director, Executive |
| Stuart G Lewis | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
9350 Wilshire Blvd. Suite 203
Beverly Hills, CA, 90212
Beverly Hills, CA, 90212