Form D · Hedge Fund

LIBREMAX OCLO FUND I, LTD.

Grand Cayman, E9 · CIK 0001577792

Offering snapshot reported May 18, 2016 · SEC filing

Reported sold
$75.1M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.6M$75.1MMay 24, 2013: $62,069,866.00May 24, 2013May 19, 2014: $71,169,866.00May 19, 2014May 18, 2015: $75,119,866.00May 18, 2015May 18, 2016: $75,119,866.00May 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 18, 2016Amendment$75,119,866$0vs May 18, 201523SEC filing
May 18, 2015Amendment$75,119,866$3,950,000vs May 19, 201423SEC filing
May 19, 2014Amendment$71,169,866$9,100,000vs May 24, 201323SEC filing
May 24, 2013Initial$62,069,866No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-197021

Source: Form D, filed May 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIBREMAX OCLO FUND I, LTD.

Investment adviser: LIBREMAX CAPITAL, LLC

Gross asset value
$1.63M
Beneficial owners
21
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

Filing source

Form ADV 996842 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-2799518058

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Barlow Director
Fred Brettschneider Director, Executive
Carlos Ferreira Director
Michael Levin Director
Libre Max Capital, Llc Executive, Promoter
James Rankin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House Box 309
Grand Cayman, E9, KY1-1104