Form D · Other Banking and Financial Services
Liberty SBF Holdings, LLC
Wynnewood, PA · CIK 0001547023
Offering snapshot reported Apr 11, 2012 · SEC filing
- Reported sold
- $5M Offering amount: $15M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 27, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2012 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $450K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-176471
CMS Investment Resources, LLC is entitled to receive a fee equal to 1% per annum of the full commitment amount with respect to any interest purchased by an investor it procures for a period of 3 years.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CMS Investment Resources, LLC | 10102 | CMS Investment Resources, LLC · CRD 10102 |
Source: Form D, filed Apr 11, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eliezer Brender | Director, Promoter |
| Alexander Cohen | Executive, Promoter |
| Eric Davis | Promoter |
| Ronald Klein | Executive |
| William Landman | Director, Promoter |
| Andrew Platt | Director, Promoter |
| Arthur Weiss | Director, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
308 E. Lancaster Avenue Suite 300
Wynnewood, PA, 19096
Wynnewood, PA, 19096