Form D · Other Investment Fund

Liberty Harbor Natural Resources Offshore LP

New York, NY · CIK 0001531121

Offering snapshot reported Oct 27, 2016 · SEC filing

Reported sold: $5.49M
Investors reported: 10
Minimum accepted: $0
First sale: Sep 29, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 27, 2016	Amendment	$5,490,000	$0vs Oct 27, 2015	10	SEC filing
Oct 27, 2015	Amendment	$5,490,000	$0vs Sep 22, 2014	10	SEC filing
Sep 15, 2015	Amendment	$5,490,000	$0vs Sep 22, 2014	10	SEC filing
Sep 22, 2014	Amendment	$5,490,000	$1,500,000vs Sep 20, 2013	10	SEC filing
Sep 20, 2013	Amendment	$3,990,000	$0vs Sep 26, 2012	9	SEC filing
Sep 26, 2012	Amendment	$3,990,000	$990,000vs Oct 14, 2011	9	SEC filing
Oct 14, 2011	Initial	$3,000,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-167240

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Goldman, Sachs & Co.	361

Source: Form D, filed Oct 27, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIBERTY HARBOR NATURAL RESOURCES OFFSHORE LP

Investment adviser: GOLDMAN SACHS ASSET MANAGEMENT, L.P.

Gross asset value: $896K
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Feb 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. DUBLIN, Ireland Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian WELLSFARGO N.A SAN FRANCISCO, California, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLSFARGO N.A
LEI KB1H1DSPRFMYMCUFXT09

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 1161676 · Feb 2, 2018 · Schedule D 7.B.(1), fund 805-5799307907

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ben Adler	Executive
Jesse Cole	Executive
Gregg Felton	Executive
David Frechette	Executive
Sal Lentini	Executive
None Liberty Harbor Natural Resources Offshore Gp, Llc	Director
Brendan Mc Govern	Executive
Scott Mc Hugh	Executive
Gavin O'connor	Executive
Neena Reddy	Executive
Jon Yoder	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 West Street
New York, NY, 10282-2198