Form D · Other Investment Fund

Liberty Harbor Natural Resources LLC

New York, NY · CIK 0001531119

Offering snapshot reported Oct 27, 2016 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
98
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 29, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.4M$113MOct 14, 2011: $29,350,000.00Oct 14, 2011Jan 11, 2012: $83,105,130.00Jan 11, 2013: $109,044,307.00Jan 13, 2014: $110,894,307.00Jan 13, 2015: $112,894,307.00Oct 27, 2015: $112,894,307.00Oct 27, 2016: $112,894,307.00Oct 27, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 27, 2016Amendment$112,894,307$0vs Oct 27, 201598SEC filing
Oct 27, 2015Amendment$112,894,307$0vs Jan 13, 201598SEC filing
Jan 13, 2015Amendment$112,894,307$2,000,000vs Jan 13, 201498SEC filing
Jan 13, 2014Amendment$110,894,307$1,850,000vs Jan 11, 201397SEC filing
Jan 11, 2013Amendment$109,044,307$25,939,177vs Jan 11, 201293SEC filing
Jan 11, 2012Amendment$83,105,130$53,755,130vs Oct 14, 201168SEC filing
Oct 14, 2011Initial$29,350,000No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167239

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361

Source: Form D, filed Oct 27, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIBERTY HARBOR NATURAL RESOURCES LLC

Investment adviser: GOLDMAN SACHS ASSET MANAGEMENT, L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Feb 23, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLSFARGO N.A SAN FRANCISCO, California, United States Related to adviser: No
Marketer GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1073522 · Feb 23, 2017 · Schedule D 7.B.(1), fund 805-5562129887

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ben Adler Executive
Gregg Felton Executive
David Frechette Executive
None Goldman Sachs Asset Management, L.P. Director
Sal Lentini Executive
Brendan Mc Govern Executive
Gavin O'connor Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198