Form D · Other Investment Fund

Liberty Harbor Convex Strategies Master Fund, L.P.

New York, NY · CIK 0001474029

Offering snapshot reported Sep 22, 2014 · SEC filing

Reported sold
$75M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.5M$75MOct 9, 2009: $75,010,000.00Oct 9, 2009Oct 12, 2010: $75,010,000.00Oct 12, 2010Oct 12, 2011: $75,010,000.00Oct 12, 2011Sep 26, 2012: $75,010,000.00Sep 26, 2012Sep 20, 2013: $75,010,000.00Sep 20, 2013Sep 22, 2014: $75,010,000.00Sep 22, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 22, 2014Amendment$75,010,000$0vs Sep 20, 20133SEC filing
Sep 20, 2013Amendment$75,010,000$0vs Sep 26, 20123SEC filing
Sep 26, 2012Amendment$75,010,000$0vs Oct 12, 20103SEC filing
Oct 12, 2011Amendment$75,010,000$0vs Oct 12, 20103SEC filing
Oct 12, 2010Amendment$75,010,000$0vs Oct 9, 20093SEC filing
Oct 9, 2009Initial$75,010,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135135

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361

Source: Form D, filed Sep 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIBERTY HARBOR CONVEX STRATEGIES MASTER FUND, L.P.

Investment adviser: GOLDMAN SACHS ASSET MANAGEMENT, L.P.

Gross asset value
$225M
Beneficial owners
3
ADV minimum commitment
$2M

Reported in Form ADV on Nov 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. DUBLIN, Ireland Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 857038 · Nov 25, 2014 · Schedule D 7.B.(1), fund 805-3226214692

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ben Adler Executive
Jonathan A. Beinner Executive
Christopher Biasotti Executive
Gregg Felton Executive
David Frechette Executive
Salvatore Lentini Executive
Sal Lentini Executive
Brendan Mc Govern Executive
Gavin O'connor Executive
Alan A. Shuch Director
Theodore T. Sotir Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198