Form D · Manufacturing

Lianluo Smart Ltd

Beijing, F4 · CIK 0001474627

Offering snapshot reported Mar 4, 2020 · SEC filing

Reported sold
$3.43M
Offering amount: $3.43M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 2, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2020Initial$3,430,000No comparison3SEC filing
Feb 27, 2020Initial$2,450,000No comparison3SEC filing
Feb 21, 2020Initial$2,201,500No comparison3SEC filing

Offering details

Securities
Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$240K
Finders' fees
$0
Form D file number
021-361912
The issuer sold 4,900,000 Class A Common Shares in a registered direct offering, and warrants to purchase up to 4,900,000 Class A Common Shares in a concurrent private placement. The initial exercise price of the warrants is $0.70 per share.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Maxim Group LLC120708

Source: Form D, filed Mar 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Zhiqiang Chang Director
Ping Chen Director, Executive
Zhitao He Director
Bin Pan Director
Xiaogang Tong Director
Yingmei Yang Executive

Issuer details

Industry: Manufacturing (See others in industry)

Address:
Room 611, 6 Th Flr, Beikong Tech Bldg No. 10 Baifuquan Rd, Changping Dist
Beijing, F4, 102200