Form D · Other Investment Fund

LIA 99 Hudson LLC

White Plains, NY · CIK 0001769837

Offering snapshot reported Mar 14, 2019 · SEC filing

Reported sold
$2M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 1, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2019Initial$2,000,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$40K (estimated)
Finders' fees
$0
Form D file number
021-334887
This offering is being conducted in parallel with a Regulation S offering. Total Amount Sold and all other information in this Form D relate solely to the Regulation D Offering.
Sales Commissions are estimated to be: (i) up to $40,000 per Investor plus (ii) up to 1.75% per annum on the amount invested by such Investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Baker Tilly Capital, LLC115333

Source: Form D, filed Mar 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lia 99 Hudson Manager Llc Executive, Promoter
Live In America Financial Services Llc Promoter
Francis P. Lively Executive
Edward Robert Roskind Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
711 Westchester Avenue, Suite 203
White Plains, NY, 10604