Form D · Other Investment Fund
LIA 45 Broad LLC
White Plains, NY · CIK 0001769823
Offering snapshot reported Mar 14, 2019 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 14, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $50K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-334882
This offering is being conducted in parallel with a Regulation S offering. Total Amount Sold and all other information in this Form D relate solely to the Regulation D Offering.
Sales Commissions are estimated to be: (i) up to $50,000 per Investor plus (ii) up to 4.40% per annum on the amount invested by such Investors.
Source: Form D, filed Mar 14, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Lia 45 Broad Manager Llc | Executive, Promoter |
| N/A Live In America Financial Services Llc | Promoter |
| Francis P. Lively | Executive |
| Edward Robert Roskind | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
711 Westchester Avenue, Suite 203
White Plains, NY, 10604
White Plains, NY, 10604