Form D · Other Energy
Li3 Energy, Inc.
San Isidro, Lima 27, R5 · CIK 0001334699
Offering snapshot reported May 10, 2011 · SEC filing
- Reported sold
- $4.3M Indefinite offering
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Apr 7, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 10, 2011 | Initial | $4,300,000 | No comparison | 46 | SEC filing |
| Nov 19, 2010 | Initial | $200,000 | No comparison | 0 | SEC filing |
| Jun 3, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 17, 2009 | Initial | $1,655,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $800K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-159560
The maximum amount of offering is $10,000,000.
8% sales commission plus warrants to purchase Issuer's stock. $800,000 assumes the maximum offering amount of $10,000,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Gottbetter Capital Markets, LLC | 20680 | Rodman & Renshaw · CRD 16415 |
Source: Form D, filed May 10, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R. Thomas Currin, Jr. | Executive |
| Anthony Hawkshaw | Director |
| Eric E. Marin | Executive |
| Antonio Vicuna Ortuzar | Director |
| David Rector | Director, Executive |
| Luis Saenz | Director, Executive |
| Kjeld Thygesen | Director |
| David George Wahl | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
Av. Pardo Y Aliaga 699
San Isidro, Lima 27, R5, OF 802
San Isidro, Lima 27, R5, OF 802