Form D · Insurance
LHL Strategies, Inc.
Conshohocken, PA · CIK 0001969579
Offering snapshot reported Mar 22, 2023 · SEC filing
- Reported sold
- $1.7M Offering amount: $50M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Mar 16, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 22, 2023 | Initial | $1,700,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-476664
Series B Redeemable Preferred Stock
Managing Broker Dealer is entitled to selling commission of $3,000,000 and managing broker-dealer fee of $1,500,000
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pinnacle Capital Securities, LLC | 106213 | |
| International Assets Advisory, LLC | 10645 |
Source: Form D, filed Mar 22, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew E. Brecher | Director, Executive |
| Jennifer Felice Breen | Executive |
| Michael D. Freedman | Director, Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
1100 E. Hector Street Suite 415
Conshohocken, PA, 19428
Conshohocken, PA, 19428