Form D · Hedge Fund

LHA Market State Fund I, L.P.

Marblehead, MA · CIK 0001697494

Offering snapshot reported Mar 9, 2017 · SEC filing

Reported sold
$1.9M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Mar 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$950K$1.9MMar 7, 2017: $1,900,000.00Mar 7, 2017Mar 9, 2017: $1,900,000.00Mar 9, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2017Amendment$1,900,000$0vs Mar 7, 20179SEC filing
Mar 7, 2017Initial$1,900,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-281981

Source: Form D, filed Mar 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LHA MARKET STATE FUND I, L.P.

Investment adviser: LITTLE HARBOR ADVISORS, LLC

Gross asset value
$5.6M
Beneficial owners
27
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC ONE PICKWICK PLAZA, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

UMB BANK, N.A.
SEC 8-10225

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1203984 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-3502865175

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John J Hassett Executive
N/A Little Harbor Advisors, Llc Promoter
N/A Little Harbor Msf Gp I, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Little Harbor Advisors, Llc 30 Doaks Lane
Marblehead, MA, 01945