Form D · Other

LFC Alpha Ltd

Dallas, TX · CIK 0001386533

Offering snapshot reported Feb 6, 2015 · SEC filing

Reported sold
$28.5M
Offering amount: $50M
Investors reported
88
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.3M$28.5MJan 3, 2007Jan 23, 2014: $26,522,000.00Feb 6, 2015: $28,522,000.00Feb 6, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,522,000 → $28,522,000
  • Reported investors82 → 88

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 6, 2015Amendment$28,522,000$2,000,000vs Jan 23, 201488SEC filing
Jan 23, 2014Amendment$26,522,000No comparison82SEC filing
Jan 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-98700
Limited Partnership Interests

Source: Form D, filed Feb 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LFC ALPHA LTD

Investment adviser: LEE FINANCIAL COMPANY, LLC

Gross asset value
$30.1M
Beneficial owners
77
ADV minimum commitment
$50K

Reported in Form ADV on Nov 15, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WHITLEY PENN, LLP DALLAS, Texas, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WHITLEY PENN, LLP
PCAOB 726

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1356518 · Nov 15, 2019 · Schedule D 7.B.(1), fund 805-1618028527

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
1 1 Lee Financial Corporation Promoter
Richard R. Lee, Jr. Director, Executive, Promoter
Shirley A. Ogden Promoter
Dana L. Pigenot Executive, Promoter
Mary Teresa Quinn Executive, Promoter
Matthew P. Quinn Promoter
Eduardo Rodriguez Executive, Promoter

Issuer details

Industry: Other (See others in industry)

Address:
8350 N. Central Expressway Suite 1800
Dallas, TX, 75206