Form D · Other Investment Fund
Lexington Keystone Fund, LLC
Stamford, CT · CIK 0001480021
Offering snapshot reported Feb 8, 2013 · SEC filing
- Reported sold
- $24.4M Offering amount: $50M
- Investors reported
- 124 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2013 | Amendment | $24,372,626 | $0vs Feb 9, 2012 | 124 | SEC filing |
| Feb 9, 2012 | Amendment | $24,372,626 | $4,418,764vs Feb 9, 2011 | 124 | SEC filing |
| Feb 9, 2011 | Amendment | $19,953,862 | $292,377vs Feb 10, 2010 | 123 | SEC filing |
| Feb 10, 2010 | Initial | $19,661,485 | No comparison | 121 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1K (estimated)
- Finders' fees
- $1K (estimated)
- Form D file number
- 021-138625
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John M. Grover | 1973090 | Raymond James & Associates · CRD 705 |
| Matthew L. Stockham | 2294887 | Lexington Investment Company · CRD 27393 |
| Barry F. Edick | 1570075 | Wunderlich Securities, Inc. · CRD 2543 |
| Gregory S. Driver | 1056908 | Wunderlich Securities, Inc. · CRD 2543 |
| Henry McNaughton Fyfe, III | 1514374 | Duncan Williams · CRD 6950 |
| Ned Laughlin, III | 4365578 | Duncan Williams · CRD 6950 |
| Michael N. Murphy | 5156483 | Duncan Williams · CRD 6950 |
| Timothy Nash | 4555054 | March Capital Corporation · CRD 24142 |
Source: Form D, filed Feb 8, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Samuel Varner | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Stamford, CT, 06902